Financial Services

Retirement and investment services.

Investment Management Services

  • Evaluate your tolerance for risk and loss to design appropriate investment strategies
  • Design and maintain a personalized investment solutions and a portfolio appropriate to your needs
  • Recommend proper allocation and positioning of funds in retirement plan such as 401(k)s
  • Hold regular review meetings to ensure you are on track to meet your goals
  • Provide ongoing due diligence and monitoring of investments
  • Electronic delivery of statements and online aggregation of accounts
  • Discuss and present alternative investments solutions for proper portfolio diversification
  • Be available for touch base conversations to answer questions and address your evolving needs

Our highly experienced team will direct and supervise the investment management of your assets. This is accomplished by maintaining an appropriate portfolio asset allocation year after year considering your changing needs and market conditions. Quarterly, systematic fee compensation will be charged for this personalized service as per the fee schedule that follows.

Assets Under Management Advisor Fee
Under $250,000 1.15%
$250,001-$500,000 1.05%
$500,001-$1,000,000 1.00%
$1,000,001-$1,750,000 .90%
$1,750,000-$2,750,000 .75%
$1,750,000-$2,750,000 .70%
$5,000,000+ .55% (negotiable)

We aim to address a variety of complex financial situations with plans and solutions tailored to meet your specific needs. To do this, we utilize a variety of investments strategies and methods. Please note that additional corresponding platform or investment strategist fees may be applied to the Advisor Fee and will vary depending on the specific platform or strategist.

Retirement Plan Services

  • Provide valuable guidance on plan design options
  • Assist with benchmarking peer groups. Compare structural metrics against the metrics of comparable retirement plans
  • Assist with evaluation of the plan service providers. Utilize third party tools and publicly available data to assist with benchmarking the fees charged by recordkeepers, administrators, outside trustees or custodians
  • Develop a retirement plan strategy with specific goals based on the needs of your plan and its participants
  • Assisting with the plans Investment Policy Statement (IPS) to help reduce your liability as the plan’s fiduciary
  • Assist with investment reporting and analysis.
  • Offer initial and ongoing education that will help you understand fiduciary issues
  • Assist in distribution of all required annual notices
Get on track

By completing a simple, online survey, you can get a complimentary, custom analysis which details your goals and investor profile. At that point, if you want to extend your engagement, you have the option to engage with me and my team via email or phone.